|
James S. Ryan, J.D., CFP®, AIF® and David W. Wright, CLU, ChFC, are Registered Representative(s) of and offer securities products & services through Royal Alliance Associates, Inc. Member FINRA/SIPC, a registered broker-dealer. In this regard, this communication is strictly intended for individuals residing in the states of OH, AZ, CA, CO, FL, IA, IL, IN, KY, LA, MD, NH, NJ, OK, PA, SC, TX, VA, WV. No offers may be made or accepted from any resident outside the specific states referenced.
James S. Ryan, J.D., CFP®, AIF® and David W. Wright, CLU, ChFC, are separately registered as investment advisers under First Ohio Planning, LLC, a registered investment adviser, not affiliated with Royal Alliance Associates, Inc, offering advisory services in the states of OH and TX. As such, these services are strictly intended for individuals residing in Ohio and Texas.
A broker-dealer "BD", investment adviser "IA", a BD agent, or IA Representative may only transact business in a state if first registered in that state, or is excluded or exempt from registration in the state as a broker-dealer, investment adviser, BD agent or IA Representative, as appropriate. Follow-up, individualized responses to persons in a state by such a firm or individual that involve either affecting or attempting to affect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made without first complying with appropriate registration requirements, or an applicable exemption or exclusion.
For information concerning the licensing status or disciplinary history of a broker-dealer, investment adviser, BD agent, or IA representative, a consumer should contact his or her state securities law administrator.
|